Jobs NYC

JOB REQUISITION

East Region Internal Audit & Financial Advisory Consulting (Financial Services Industry) Director

LOCATION

NEW YORK CITY

ADDITIONAL LOCATION(S)

CHARLOTTE

JOB DESCRIPTION

Internal Audit & Financial Advisory - FSI - Director

Are You Ready to Live Protiviti?

The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and diverse culture. We hire curious individuals for whom learning is a passion. Together, we focus on our mission of delivering confidence in a dynamic world – and the world has perhaps never been more dynamic.

At every level, we champion leaders who live our values of integrity, inclusion, innovation and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, and innovation creates new destinations.

Living our values every day. That's Living Protiviti.

Are you inspired to make a difference?

You’ve come to the right place.

Where We Need You:

The Internal Audit and Financial Advisory practice is seeking a Director to join our growing team focused within the Financial Services industry. While the client base requires skills in market segments across financial services, our team is seeking specific audit expertise in capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets. Successful candidates will have audit expertise in at least one of these areas, with experience at large financial services institutions preferred.

What You Can Expect:

Directors are focused on developing business opportunities in the marketplace and are valuable leaders within our organization and the business community. Directors pride themselves on client satisfaction and as leaders on engagements, ensure that each engagement project is performed to Protiviti’s standards of quality and meet the needs of the client. Directors, partnering with the Managing Directors, ensure that each client project is completed with the client satisfied with our service and the quality of our work. Directors develop lasting relationships within the business community, and are respected for their areas of expertise.

What Will Help You Be Successful:

• You are a driver in the engagement of sales opportunities and consistently develop work at existing and prospective clients.

• You collaborate with other leaders to develop client strategies to support current projects and longer-term business strategy.

• You are passionate about continually improving technical and risk management approaches based upon business trends and technical advances.

• You enjoy discovering new opportunities with current and potential clients and through thought leadership, proposal writing and client interactions.

• You design and develop thought leadership materials to be shared with your colleagues and your network.

• You promote Protiviti’s mission, vision and values and encourage collaboration across your teams to ensure effective execution.

• You have an inherent interest in project management and team leadership. You seek new ways to create extraordinary development opportunities and ways for your team to make an impact on our clients and communities.

Do Your Talents Include the Following?

• Advanced verbal and written communication skills, including documentation of findings and recommendations.

• A solid foundation in internal audit processes and objectives.

• An understanding of core business processes such as Accounts Payable, Accounts Receivable, Inventory, Revenue etc. with knowledge of accounting operations and financial frameworks.

• Understanding of commonly used International Professional Practices Framework, including COSO and PCAOB.

• Knowledge of audit methodologies and developing key internal audit deliverables, including process flows, work programs, audit reports, and control summaries.

• Knowledge of Sarbanes-Oxley Act provisions and methodologies for achieving compliance.

• Ability to multi-task and oversee multiple engagements and work streams with various clients.

• Knowledge of The Institute of Internal Auditors (IIA’s) code of ethics and compliance requirements.

• Significant experience working within the financial services industryand/or audit expertise in capital management, liquidity, and regulatory reporting within banking, brokerage and capital markets. This includes proficiency in auditing liquidity risks, implementation of capital management strategies, and ensuring compliance with regulatory reporting requirements. Knowledge of relevant regulations and standards, ability to interpret and apply them in various scenarios, and experience in liaising with regulatory bodies.

• Demonstrated ability to develop and implement strategic initiatives aimed at improving audit processes.

• Proven track record of successfully navigating the complex regulatory landscapes, including keeping abreast of latest regulatory changes and advising businesses accordingly.

• Strong analytical skills and the ability to interpret complex financial data, make recommendations, and guide decision-making processes.

• Excellent communication skills, with the ability to clearly explain complex financial concepts and regulatory requirements to various stakeholders. Supervisory experience of teams including consultants, senior consultants, managers, senior managers and associate directors.

• Advanced project management and status reporting capabilities.

• Ability to network and build relationships.

• Identify opportunities and establish a sales pipeline.

Your Educational and Professional Qualifications:

• Bachelor’s degree in relevant discipline (e.g. Accounting, Finance, or Business Related Field).

• 15+ years working in internal audit, consulting, assurance services, or related field, either in professional services, industry within the financial services industry, and/or with regulatory agencies in related areas.

• Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access.

• Professional Certification such as CPA, CIA, CFE, or similar strongly preferred.

It is expected that you will reside within a reasonable daily commute of your assigned Protiviti home office by your start date. Protiviti employees work in a hybrid environment which means you will be required to work from a variety of locations including your Protiviti home office, an in-town and/or out-of-town client site, and/or from a remote location such as your residence. It is expected that you will be available to be physically present at the required work location and that you will have access to reliable transportation.

Protiviti is not registered to hire or employ personnel in the following states – West Virginia & Alaska.

Protiviti operates in a hybrid environment. Travel can occur throughout the month based upon client requests/commitments. Travel may include suburban, regional, or out of state locations.

#LI-Hybrid

Starting salary is based on a full-time equivalent schedule. Placement in the range is dependent upon experience, skills and geographic work location. Below is the salary range for this job.

$160,000.00 - $272,000.00

Our annual bonus plan provides eligible employees additional cash and/or discretionary stock compensation opportunities. Below is the bonus target opportunity for this job.

20%

The total cash range is estimated from the sum of the base salary range plus the bonus target opportunity. Below is the estimated total cash range for this job.

$192,000.00 - $326,400.00

Employees are eligible for medical, dental, and vision coverages, FSA and HSA healthcare accounts, life and accident insurance, adoption and fertility assistance, paid parental leave up to 10 weeks, and short/long term disability. We offer eligible employees a company 401(k) savings and investment plan with an employer match of 50% on the first 6% of your contributions. We provide Choice Time Off (CTO) for vacation, personal needs, and sick time. The amount of (CTO) varies based on years of service. New hires receive up to 20 days of CTO per calendar year. Protiviti also recognizes up to 11 paid holidays each calendar year. Learn more about the variety of rewards we offer at Protiviti at https://www.protiviti.com/sites/default/files/2025-01/2025_u.s._benefit_highlights.pdf .

Any benefits outlined are part of our reward offerings for full-time employees in the U.S. Your Open Enrollment materials, insurance contracts, plan documents and Summary Plan Descriptions together comprise the official plan document which legally governs the administration of your benefit plans. Protiviti reserves the right to terminate or amend your benefit plans in any way and at any time.

Protiviti is an Equal Opportunity Employer. M/F/Disability/Veteran

As part of Protiviti’s employment process, any offer of employment is contingent upon successful completion of a background check.

Protiviti is committed to being an equal employment employer offering opportunities to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to apply for a position, please contact us by sending an email to HRSolutions@roberthalf.com or call 1.855.744.6947 for assistance.

In your email please include the following:

• The specific accommodation requested to complete the employment application.

• The location(s) (city, state) to which you would like to apply.

For positions located in San Francisco, CA: Protiviti will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.

For positions located in Los Angeles County, CA: Protiviti will consider for employment qualified applicants with arrest or conviction records in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.

Protiviti is not registered to hire or employ personnel in the following states – West Virginia, Alaska.

Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.

JOB LOCATION

NY PRO NEW YORK CITY

Protiviti (www.protiviti.com (https://www.protiviti.com/us-en) ) is a global consulting firm that delivers deep expertise, objective insights, a tailored approach and unparalleled collaboration to help leaders confidently face the future. Protiviti and our independent and locally owned Member Firms provide clients with consulting and managed solutions in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in over 25 countries.

Named to the 2024 Fortune 100 Best Companies to Work For® list, Protiviti has served more than 80 percent of Fortune 100 and nearly 80 percent of Fortune 500 companies. Protiviti is a wholly owned subsidiary of Robert Half (NYSE: RHI (https://www.roberthalf.com/us/en) ). Founded in 1948, Robert Half is a member of the S&P 500 index.

Click HERE (https://learnmore.protiviti.com/joinourtalentcommunity) to receive insights to life at Protiviti and be among the first to hear about new career opportunities that align with your areas of interest.