Jobs NYC

Results, order, filter

Compliance Officer Jobs

Compliance Officer Senior-Registered Investment Advisor

City National Bank - New York, New York
Digital Inclusion Officer (DIO) & ADA Compliance Specialist – Web Development

City of New York - New York, New York
Tax Accountant, Tax, Global Compliance & Reporting (Financial Services Office - Wealth & Asset Management) (Manager) (Multiple Positions) (1594848), Ernst & Young U.S. LLP, New York, NY.

Ernst & Young U.S. LLP - New York, New York
SVP, Prime Brokerage Product Compliance Senior Officer - C14 (New York)

Citigroup - New York, New York
Compliance Officer, Reporting & Governance

TD Bank - New York, New York
Chief Compliance Officer

First County Bank - Stamford, Connecticut
Compliance Business Oversight Manager - Corporate Office Compliance

TD Bank - New York, New York
Compliance Officer - Markets Business Line Advisory Compliance

Santander US - New York, New York
Senior Compliance Officer - Monitoring and Testing, TD Securities

TD Bank - New York, New York
Project Management Office Lead, Operations Risk & Compliance

Amazon - New York, New York
Testing Compliance Officer

Amalgamated Bank - New York, New York
Employee Relations & Compliance Specialist (Association Office)

YMCA of Greater New York - New York, New York
Chief Compliance Officer (USA)

Trexquant Investment - Stamford, Connecticut
Chief Counsel & Chief Compliance Officer

Marsh & McLennan - New York, New York
SVP, Compliance Product Sr Officer - Swap Dealer Compliance - C14 (New York)

Citigroup - New York, New York
Assistant Agency Chief Contracting Officer of Compliance

City of New York - New York, New York
Compliance Officer

Amalgamated Bank - New York, New York
Senior Compliance Officer, VP - Reg & Exam Mgmt (Hybrid)

Citigroup - New York, New York
Senior Compliance Officer - Advisory, Index/Research, Data & Analytics

Bloomberg - New York, New York
Investigations and Compliance Officer

City of New York - New York, New York

Compliance Officer – FCM Advisor

Marex - New York, New York
PREA Compliance Officer

City of New York - New York, New York
Compliance Regulatory Officer, Associate

SMBC - Jersey City, New Jersey
Senior Lead Compliance Officer - Municipal Products Group

Wells Fargo - NEW YORK, New York
Senior Compliance Officer - E-Communications Surveillance - Legal & Compliance

Bloomberg - New York, New York
Compliance Officer

City National Bank - New York, New York
Compliance Officer

City National Bank - New York, New York
VP- Bank Regulatory Compliance Officer

Santander US - New York, New York
Senior Lead Compliance Officer

Wells Fargo - NEW YORK, New York
Sr. Compliance Control Group Officer

Truist - New York, New York
Senior Analyst Compliance – US Conduct Risk & Ethics Office

TD Bank - New York, New York
Senior Compliance Officer - Issues Management & Program Reporting

TD Bank - New York, New York
Global Risk and Compliance Policy Officer

Bloomberg - New York, New York
Senior Compliance Officer - Fixed Income

BMO Financial Group - New York, New York
Assistant General Counsel and Compliance Officer

City of New York - New York, New York
Chief Compliance Officer

City of New York - New York, New York
Director of Compliance, Office of the Agency Chief Contracting Officer

City of New York - New York, New York
SVP, Compliance Product Sr Officer I - Futures Compliance - C14 (New York)

Citigroup - New York, New York
Grants Compliance Officer

City of New York - New York, New York
VP, Compliance Testing Officer - Volcker, Swap Dealer & Counterparty Risk and Trading - C13 (Jersey City)

Citigroup - Jersey City, New Jersey

More